Do's and Don'ts for investing/trading in securities market

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 Do's and Don'ts for investing/trading in securities market



DO’s

  • You may consult with a SEBI-registered Investment Advisor for your investment needs in the insecurities market
  • Invest in a scheme/product depending on your investment objective and risk appetite.
  • Insist on a valid contract note/ confirmation memo for trades done within 24 hours of the transaction. Keep track of your portfolio in your demat account regularly.
  • Read all the documents carefully before signing them.
  • You should carefully note all the charges/ fees/ brokerage that apply to your accounts and keep a record of them.
  • Keep a record of documents signed, account statements, contract notes received, and payments made.
  • Periodically review your financial needs/goals and portfolio to ensure that they are achievable.
  • Always pay for your transactions using a banking channel, i.e. no dealing in cash.
  • Always keep your information updated. Inform your stock broker/depository participant whenever there is a change in your address bank details email ID or mobile number. Since SIM cards now have the feature of getting ported to different service providers, investors may keep single mobile numbers attached to their respective accounts. (The mobile number is the key to all important transactions.)
  • Avail nomination facility for all your investments. Multiple nominations are allowed in the Demat account.
  • Get your running accounts settled periodically (once in 30 / 90 days, as opted by you)
  • Keep a regular check of your running account.
  • Examine and review your trading account periodically.
  • Regular checking of daily SMS and email from Exchange regarding trades done on that day.
  • Regular checking of Monthly SMS and email from Exchange regarding funds and securities balances of the investors maintained with the Trading Member.

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